Regulation D is a series of rules that provides exemptions from the registration requirements of the Securities Act. Startups commonly rely on these exemptions, including in particular Rule 506(b) and Rule 506(c). The SEC promulgated Regulation D in an effort to create a safe harbor to the Section 4(a)(2) exemption, which had generated significant uncertainty of what exactly was needed for startups to perfect (i.e., comply) with the exemption.
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Startup Fundraising: Stealth Mode and Securities Law
The structure of securities law tends to makes it more challenging to operate in stealth mode when raising money from investors.
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Alert - SEC Amends Rules to Promote Capital Raising (Reg A, Reg Crowdfunding, Rule 504)
Read about the SEC's amended rules to promote capital raising.
